Use Cases - SOX Compliance
Reduce SOX Compliance Uncertainty
Gain confidence in your control environment and quickly gather PBC requests for the auditors to reduce pain points in SOX compliance.
SOX Compliance in FloQast
Capture control execution to reduce uncertainty ahead of your next SOX audit.
Get Organized
Assign checklist items, attach documents to checklist items and centralize collaboration. Focus on executing controls and let FloQast organize and protect the audit support.
Increase Accountability
Manage your SOX environment by exception using FloQast’s intelligent checklists. Push accountability to control owners instead of chasing down the status each period.
Stay Audit-Ready
Ensure completion of SOX-related workflows using FloQast’s state-of-the-art dashboards, so your team has clarity on preparedness going into the audit.
Use Case Companies
How This Helped Our Client
“I’m in charge of SOX, and FloQast gives me peace of mind knowing controls are signed off and the evidence and data is readily available.”Valerie Cardozo
Director of Finance and Compliance
Remove the Uncertainty in SOX
Controls Capture
Control responsibilities, sign-offs, and due dates are updated in real-time, and attach supporting documentation directly to controls. Add tags to classify each control to the level and area of risk or type of assertion for clarity to control owners. Store all SOX-related program documents, such as your Risk Control Matrix or process narratives, in a Perm File within FloQast.
Enhanced Controls with Automation
Utilize FloQast functionalities to automate elements of your SOX environment. Use AutoRec to automate mundane and time-consuming reconciliations by eliminating simple keying and formula errors with standardized account reconciliations that include automated calculations. Set up automatic alerts for your team when reconciliations go out of balance. Lock files once periods are closed to protect documentation integrity. Utilize FloQast’s numerous automated controls to enhance your SOX environment.
The FloQast Advantage
By Accountants, for Accountants
Founded by former accountants who understand the importance of SOX compliance, FloQast was built to keep your team adhering to policy and prepare you for audits.
Fast, Easy Implementation
Unlike most enterprise solutions, you can fully deploy and train your team on FloQast in weeks. Avoid costly, months long implementations and stop losing sleep over compliance.
FloQast Integrates With the Systems You Love
Connect to communication tools like Slack and integrate FloQast with your ERP for full visibility into SOX compliance across systems.
Explore Other Roles
Chief Accounting Officer
SOX Compliance is one of many audits your team has to execute. Your relationship with your auditors matters; use FloQast to ensure work is complete and reconciliations tie out before auditors arrive for fieldwork.
Controller
Establish repeatable reporting processes by centralizing the management of the financial reporting process with real-time visibility and increased collaboration across the team.
Compliance Manager
In the process of implementing SOX for your organization’s overall Pre-IPO launch? FloQast ensures your accounting practices and financial information are ready for your market debut.
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Learn How Qualys Inc. Modernized Its SOX Compliance & Improved the Annual Audit with FloQast
Qualys Inc. streamlined and organized SOX compliance by moving the controls documentation, review, and signoffs to FloQast, giving internal and external auditors the ability to look at supporting documentation, review, and sign off.
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Demo On-Demand
FloQast automates common accounting workflows helping to streamline and make them more efficient. Whether automating reconciliations, documentation requests, or other workflows such as the month-end close, financial reporting, or payroll, FloQast’s easy-to-use and quick-to-deploy solutions enhance the way accounting teams already work.
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