Compliance Program Manager

Job Description:

We're looking for a Compliance Program Manager to join FloQast’s Compliance Office within the Legal Department. In this role, you will be responsible for overseeing the effectiveness of multiple processes and programs across the organization aligned to strategic compliance objectives. You will have the opportunity to drive and maintain cross-functional, innovative compliance solutions and tooling that facilitate risk management across multiple risk domains. You will build relationships with key team members across multiple core departments, aligning department workflows to build a best-in-class compliance program. You'll play a fundamental role in shaping the future of compliance at FloQast and your work will have a significant impact and visibility. 


*Visa sponsorship is NOT available at this time

Responsibilities Include:

  • Support in the development and maintenance of policies, control objectives, standards, controls, processes, and guidelines.
  • Organize and maintain the compliance library of process maps, risk control matrices, and audit artifacts. 
  • Monitor and support annual and quarterly compliance processes across the organization. 
  • Support the development of sustainable control processes. 
  • Coordinate testing and collaborate on remediation efforts. 
  • Support the compliance champion network by providing accurate and proactive communications of requirements and deadlines. 
  • Be an advocate for compliance best practices and the point of contact for stakeholders from departments throughout the company. 
  • Any other tasks that may be assigned to help the company meet its goals.



  • Desired Qualities and Skills:

  • 3+ years of experience designing, implementing, and assessing processes and controls intended to facilitate regulatory compliance,
  • Experience as an individual contributor with direct responsibility for contributing to one or more compliance requirements.
  • Experience working directly with internal or external auditors. 
  • Experience working on information technology or information security audits. 
  • A working knowledge of SOC or ISO 27001 compliance standards. CCPA or GDPR a plus. 
  • Program management skills and a high degree of rigor and attention to detail. 
  • Strong communication skills with experience influencing, building consensus, and driving change.


  • About FloQast    www.floqast.com

    FloQast is a fast-growing, Los Angeles-based, growth-stage company redefining how a critical business process (financial close) is performed.  Our growth and success are fueled by a passion to define and dominate the close management software market. We are the first company of our kind to focus specifically on the mid-market. Our prospects have been hungry for a solution like FloQast and the response has made FloQast among the fastest growing FinTech companies with now more than 1,000 customers, including Lyft, Zoom, Twilio and the Golden State Warriors.

    - We are fanatics about the success of our customers.  Check us out on G2 Crowd

    - We are equally fanatic about creating and maintaining a fabulous culture of support and success for all employees.  Check us out on Glassdoor

    - We are moving quickly and there is a huge upside opportunity in terms of career growth

    - FloQast offers competitive compensation, stock options, full benefits, and a positive and supportive work environment   

    - Named among Best Places to Work by LA Business Journal in 2020, 2019, 2018 and 2017

    - Ranked #10 on The SaaS 1000

    FloQast, Inc is committed to operating fair and unbiased recruitment procedures allowing all applicants an equal opportunity for employment, free from discrimination on the basis of religion, race, sex, age, sexual orientation, disability, color, ethnic or national origin, or any other classification as may be protected by applicable law. We aim to recruit the right people for the jobs we have to offer, and to assess applications on the basis of relevant skills, education, and experience. We welcome people of different backgrounds, experiences, abilities and perspectives. We are an equal opportunity employer and strive to provide a professional and welcoming workplace for all employees.